UnoCasa Limited was incorporated in 2009 to provide companies with business solutions in Marketing, Business Strategy , Recruitment and general Human Resources consultancy.Job Summary
Are you a compliance-savvy legal professional with a deep understanding of the Nigerian capital markets?
The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager. The role ensures compliance with SEC Nigeria rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.
What You’ll Do
Lead SEC regulatory filings (Daily, QMR, AUM, Annual)
Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs)
Act as the primary interface for SEC, NFIU, and CAC
Drive the AML/CFT and KYC/CDD framework
What We’re Looking For
LLB/BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking
Proven track record of handling SEC Nigeria rules and filings
High integrity and the ability to work independently in a fast-paced environment.